Stock fact sheet · data as of
Guggenheim Active Allocation Fund (GUG): fair value, margin of safety and Wheel Score
Financial Services · Asset Management · United States · Speculative / Distressed
Is GUG undervalued?
Guggenheim Active Allocation Fund (GUG) closed at 13.77 on 16 Oct 2026. The GLS average fair value - the simple average of the 8 valuation models that produced a positive number - is 49.06, which puts the price 72% below it. 8 of the 8 models value the shares above the current price. A gap this wide is rare in our universe of ~7,400 US stocks and is exactly what the Value part of the Wheel Score rewards; it is also where the question "why is it this cheap?" matters most.
There is a wide gap between EPV (18.33) and GLS Growth (101.01). When the models are this far apart the "fair value" is really a range, and the margin of safety above should be read with that range in mind.
The nightly engine files GUG under Speculative / Distressed - negative earnings or a Piotroski score of 3 or less - which caps its Wheel Score at 45 and keeps it out of the Sunday Scan.
Nine valuation models for GUG
Each model turns the latest filed numbers into a value per share; the GLS fair value is the simple average of the ones that produce a positive number. The last two rows are shown for reference and never enter the average. The Quote page lets you switch any model off and add your own margin of safety.
| Model | Value | vs price | What it measures |
|---|---|---|---|
| DCF | - | - | Present value of the projected free cash flows, discounted at the cost of capital; no value tonight |
| Graham Number | 24.87 | +81% | The most a defensive investor pays for the earnings and book value per share |
| Graham Growth | 94.38 | +585% | Graham's growth formula: EPS × (8.5 + 2 × growth), adjusted for bond yields |
| Lynch | 41.25 | +200% | EPS × the earnings growth rate (PEG of 1), growth capped at 25% |
| GLS Growth | 101.01 | +634% | EPS compounded ten years at the blended growth rate, discounted back at 15% a year |
| 10 Cap | 30.76 | +123% | Owner's earnings (operating cash flow less maintenance capex) capitalised at 10% |
| Payback Time | 60.91 | +342% | Eight years of compounded free cash flow: the price at which the business pays for itself |
| DDM | 20.97 | +52% | Dividend discount model: next year's dividend ÷ (10% − 3% growth); needs a dividend |
| EPV | 18.33 | +33% | Earnings power value: current EPS capitalised at 9% with no growth |
| Zombie (liquidation) | -10.50 | -176% | Current assets less all liabilities, per share: the balance-sheet floor. Not in the average |
| Wall St target | 0.0000 | -100% | Analysts' average 12-month price target. Not in the average |
Quality and financial health
Guggenheim Active Allocation Fund scores only 0 of 9 on the Piotroski F-score, which fails the Sunday Scan's "6 or more" rule. A reading this low means several of the basic tests - positive earnings, positive operating cash flow, falling debt, no new share issuance - are not met. On durability GUG scores 5.2/10 on the GLS Moat - a middle reading; the Scorecard on the Quote page's Financials tab shows which ten-year lines are steady and which are not.
Returns on capital are moderate - ROIC 7.5%, ROE 9.9%, ROA 6.1% - with debt at 0.32 times equity and a free-cash-flow yield of 11.2%.
The dividend yield is high at 10.35% (payout ratio 86%). A yield this size is often the market's way of pricing a risk to the payout, so the health score and cash flow matter more than usual.
Institutional ownership scores 4/10, insider activity 1/10 and Congressional trading 5/10 on the GLS smart-money scales.
| Piotroski F-score | 0 / 9 | ROIC | 7.5% |
|---|---|---|---|
| GLS Moat | 5.2 / 10 | ROE | 9.9% |
| Debt / equity | 0.32 | ROA | 6.1% |
| Free-cash-flow yield | 11.2% | Payout ratio | 86% |
| Institutions | 4 / 10 | Insiders · Congress | 1 · 5 / 10 |
Wheel Score 39: No options
No options are listed on Guggenheim Active Allocation Fund in our nightly snapshot. The Wheel Score is therefore capped at 39 (it reads 39) and the stock is left out of every options screen; the fair value and health figures above are still useful for a plain stock position.
Volume runs at 108k shares a day on a market cap of $454M, with a beta of 0.78 - a low beta, so day-to-day moves are smaller than the market's; the Stability part of the Wheel Score gives that 7 of 20.
| Part | Points | From | |
|---|---|---|---|
| Value | 25 / 25 | 72% margin of safety | |
| Health | 0 / 20 | Piotroski 0/9 | |
| Moat | 8 / 15 | moat 5.2/10 | |
| Premium | 0 / 20 | no option data | |
| Stability | 7 / 20 | 108k shares/day, $454M cap, beta 0.78 |
The Wheel Score ranks ~7,400 US stocks for selling cash-secured puts and covered calls; it is updated nightly and is not a recommendation. The walkthrough lesson shows how the score fits into a trade, start to finish.
Upcoming events
No upcoming earnings date is recorded for GUG in the nightly calendar.
Earnings, dividend, IPO, split and economic calendars for the whole market, filterable to your watchlists.
Similar stocks in Asset Management
The 12 companies below are the closest to Guggenheim Active Allocation Fund by market cap within the Asset Management industry, each with its own fact sheet; the Compare page puts up to eight of them side by side.
| Stock | Close | Fair value | MoS | Wheel | Mkt cap |
|---|---|---|---|---|---|
| EIM Eaton Vance Municipal Bond Fund | 8.82 | 9.40 | +6% | 39No options | $453M |
| IFN Aberdeen India Fund, Inc. | 10.69 | 20.03 | +47% | 39No options | $456M |
| NMAI Nuveen Multi-Asset Income Fund | 13.67 | 60.99 | +78% | 39No options | $457M |
| BGR BlackRock Energy and Resources Trust | 18.01 | 25.39 | +29% | 39No options | $458M |
| ARGVX American Century One Choice 2060 Portfolio;Investor | 17.42 | 102.39 | +83% | 39No options | $445M |
| FCFAX Frost Credit Fund | 8.90 | 15.96 | +44% | 39No options | $463M |
| HNASX Homestead Fds, Inc. Growth Fund | 19.53 | 22.68 | +14% | 39No options | $440M |
| FTHY First Trust High Yield Opportunities 2027 Term Fund | 12.76 | 31.45 | +59% | 36No options | $469M |
| VLAIX Value Line Asset Allocation Fund Institutional Class | 33.34 | 35.27 | +5% | 39No options | $438M |
| GHY PGIM Global High Yield Fund, Inc. | 10.69 | 18.36 | +42% | 39No options | $438M |
| EAALX Eaton Vance-Atlanta Capital Focused Growth | 20.63 | 1,448.28 | +99% | 36No options | $438M |
| GLAD Gladstone Capital Corporation | 19.33 | 105.74 | +82% | 45Weak | $437M |
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Start free See the Sunday ScanQuestions about GUG
Is GUG undervalued right now?
By the GLS models, yes: at 13.77 the stock is 72% below the average fair value of 49.06 (data as of 16 Oct 2026). Whether the discount is deserved is the question to research next.
What is the Wheel Score of GUG and what does it mean?
GUG has no listed options in our nightly snapshot, so it cannot be wheeled; its Wheel Score is capped at 39 and shown as "No options".
What is the GLS fair value for GUG?
49.06 per share as of 16 Oct 2026 - the simple average of the 8 valuation models (out of nine: DCF, Graham Number, Graham Growth, Lynch, GLS Growth, 10 Cap, Payback Time, DDM and EPV) that produced a positive value. The models run every night on the latest filings; the Quote page lets you switch any of them off and add a margin of safety of your own.
When does Guggenheim Active Allocation Fund report earnings next?
No upcoming earnings date is recorded for GUG in our calendar as of 16 Oct 2026; the Calendars page is refreshed every morning.
Does GUG have listed options, and how liquid are they?
No. The nightly options snapshot found no listed contracts on GUG, so the wheel strategy cannot be run on it and the Wheel Score is capped at 39.